Leading institutions leverage Vigilant’s solutions to avoid costly risks
Maintain Regulatory Compliance
Maintain compliance with pay-to-play regulations like:
SEC rule 206(4)-5
MSRB rule G-37
FINRA rules 2030 & 4580
CFTC rule 23.451
State & local regulation
The Most Comprehensive & Accurate Campaign Finance Data
All 50 states & D.C.
Hundreds of cities, counties, & local jurisdictions
Avoid Costly Risks
Regulatory penalties & sanctions
Adverse headline risk
Leverage Timely, Actionable Data
Automated daily monitoring & alerts
Time-saving workflow tools
Sophisticated filters to remove false positives
Here’s what some of our customers have to say:
It’s really great to have this - it’s super easy to use and you keep rolling out enhancements.
— CCO, Large Venture Fund
If NFA were to come in and we showed them it, they would be really pleased. I would recommend it to others.
— Head of Regional Compliance - Top 10 Global Bank
I used to go in every month or two and spend a long time searching various state databases for our people to see their contributions. And it just wasn’t feasible for every state. There were always gaps. To have it all done automatically without manual work was a huge time saver.